Information

All publications are available in hard copy on request from info@dia.govt.nz.

The majority of documents are available for download as pdf files. You need Adobe Acrobat Reader to view these documents, which can be downloaded for free from the Adobe site.

Previous / Next

Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT): Identity Verification Code of Practice - Explanatory Note
Description: This Explanatory Note should be read in conjunction with the Identity Verification Code of Practice 2011 (the code). The revision of the code is to clarify requirements for electronic identity verification following the implementation of the Electronic Identity Verification Act 2012 and the Identity Information Confirmation Act 2012. It also reflects recent improvements in identification practice.
File Format: Adobe Acrobat
File Size: 112k

Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT): Interpreting “ordinary course of business" Guideline
Description: This guideline is designed to help clarify the meaning of the phrase “in the ordinary course of business” in the definition of financial institution in the Anti-Money Laundering and Countering Financing of Terrorism Act 2009 (AML/CFT Act).
File Format: Adobe Acrobat
File Size: 341k

Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT): Introductory Letter to Reporting Entities (November 2010)
Description: Introductory Letter to Reporting Entities from Kate Reid, Internal Affairs' AML/CFT Manager.
File Format: Adobe Acrobat
File Size: 3494k

Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT): Joint response to consultation paper - Practical implications of Reporting Entities transacting with other Reporting Entities and the Factsheet on Managing Intermediaries
Description: PDF version
File Format: Adobe Acrobat
File Size: 360k

Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT): List of Reporting Entities (1 July 2013)
Description: AML/CFT Reporting Entities as at 1 July 2013
File Format: Adobe Acrobat
File Size: 2505k

Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT): List of Reporting Entities (1 June 2011)
Description: AML/CFT Reporting Entities as at 1 June 2011
File Format: Adobe Acrobat
File Size: 111k

Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT): List of Reporting Entities (1 May 2011)
Description: AML/CFT Reporting Entities (including casinos) as at 1 May 2011
File Format: Adobe Acrobat
File Size: 92k

Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT): List of Reporting Entities (1 May 2014)
Description: PDF version
File Format: Adobe Acrobat
File Size: 1156k

Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT): List of Reporting Entities (1 May 2014)
Description: Word version
File Format: Adobe Acrobat
File Size: 395k

Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT): List of Reporting Entities (11 May 2011)
Description: AML/CFT Reporting Entities (including casinos) as at 11 May 2011
File Format: Adobe Acrobat
File Size: 114k

Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT): List of Reporting Entities (3 April 2013)
Description: AML/CFT Reporting Entities as at 3 April 2013
File Format: Adobe Acrobat
File Size: 257k

Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT): List of Reporting Entities (30 January 2012)
Description: AML/CFT Reporting Entities as at 30 January 2012
File Format: Adobe Acrobat
File Size: 2115k

Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT): List of Reporting Entities (30 September 2015)
Description: Word version
File Format: Adobe Acrobat
File Size: 380k

Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT): List of Reporting Entities (31 December 2015)
Description: 31 December 2015, Word (.docx) version
File Format: Adobe Acrobat
File Size: 404k

Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT): List of Reporting Entities (31 December 2015) - PDF version
Description: 31 December 2015, Adobe Acrobat (.pdf) version
File Format: Adobe Acrobat
File Size: 1464k

Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT): Programme and registration process for the 2013 seminar
Description: PDF version
File Format: Adobe Acrobat
File Size: 262k

Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT): Programme Guideline (May 2018)
Description: The programme guideline is designed to help reporting entities develop their AML/CFT programme as required under section 56 of the AML/CFT Act. The guideline sets out the minimum requirements for a AML/CFT programme and outlines who is responsible for a reporting entity's AML/CFT programme. Reporting entities must have established an AML/CFT programme when the Act comes fully into force on 30 June 2013 (unless they are exempt from this requirement). Updated May 2018.
File Format: Adobe Acrobat
File Size: 171k

Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT): Risk Assessment Guideline (May 2018)
Description: The risk assessment guideline is designed to help reporting entities conduct a risk assessment, as required under section 58 of the Anti-Money Laundering and Countering Financing of Terrorism Act 2009 (AML/CFT Act). Updated May 2018
File Format: Adobe Acrobat
File Size: 156k

Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT): Roadshow Frequently Asked Questions (October 2011)
Description: AML/CFT Roadshow Frequently Asked Questions
File Format: Adobe Acrobat
File Size: 23k

Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT): Roadshow Presentation 2011
Description: The Department of Internal Affairs, the Financial Markets Authority and the Police Financial Intelligence Unit presented the 2011 AML/CFT roadshow between 15 August and 2 September 2011 (PDF version).
File Format: Adobe Acrobat
File Size: 2149k

Previous / Next

Te Tari Taiwhenua | Department of Internal Affairs

Building a safe, prosperous and respected nation

Information